Early Access · May 2026 · Limited cohort

The Agentic OS for Independent RIAs

Meeting prep in 18 seconds. Life-event signals before the next call. A compliance ledger your CCO can actually read. Built for the solo and small-team RIA managing 50–200 households who wants to stop losing time to operational work.

No SaaS dashboard to learn. No data flows to a vendor cloud. Slack-first interface — talk to it like a chief of staff.

First 10 firms · Free for 1 year · Direct line to founding team
18s
Full meeting brief, six sources merged
12
Life-event signal types scanned across comms
120+
RIA tools mapped, read-only by default
SHA-256
Tamper-evident compliance ledger
Built on Anthropic Claude Read-only by default Your data, your infrastructure SEC Rule 204-2 books-and-records format
⚡ One prompt. Every system. Eighteen seconds.

Every call, email, text, and tool — unified in the channel where you live.

The Orchestrator decomposes a single natural-language request into a parallel multi-agent plan — pulling simultaneously from your CRM, transcripts, custodian positions, email threads, and SMS history. Six sources in 18 seconds, not 45 minutes of tab-switching.

120+
RIA tools mapped
5
Comm channels (call · email · Slack · SMS · video)
1
@advisoros prompt to query everything
0
Data shipped to a vendor cloud
📡 Communications Ingestion primary
📞 VoiceZoomTeamsGoogle MeetTwilioDialpadOtter
✉️ EmailGmailOutlookIMAPFront
📱 Text/ChatSMSSlack DMsiMessageWhatsAppMyRepChat
📅 CalendarGoogle CalOutlook CalCalendly
🗄️ Data Systems supporting
CRMWealthboxRedtailSalesforce
CustodianSchwabFidelityAltruist
PortfolioOrionTamaracAddepar
PlanningMGPeMoneyRightCapital
Tax/EstateHolistiplanVanilla
ComplianceSmarshComplySci

AdvisorOS

Orchestrator · Multi-Agent Router
Local · Read-only · Compliance-logged

● SHA-256 ● Your infra ● Read-only
#advisor-desk
SS
Surendra2:14 PM
@advisoros prep me for Doe at 2:30
A
advisoros2:14 PM
On it 🟢 — pulling from gmail · zoom · wealthbox · schwab
Doe Household · meeting brief · 1 pg • Last call (Zoom, 9 days ago): Jane asked about Roth conversion timing • Email thread: John mentioned business sale, $4.2M expected Q3 • Schwab positions: 72/28 split · drift +3.2% from IPS · TLH: $11k available • Open opportunity: Inheritance rollover, est $400k
A
advisoros2:18 PM
🚨 Heads up — Jane just texted: "mom passed away last night"
• Drafted condolence reply (review before send) • Surfaced estate-planning workflow + Vanilla doc to update • Suggest: shift today's 2:30 to a check-in, not the planned review
SS
Surendra2:19 PM
@advisoros which households drifted >5% this quarter?
A
advisoros2:19 PM
3 households over 5% drift (queried orion + schwab):
Chen, R. +6.8% equity overweight · TLH candidate · /rebalance to draft Patel, M. +5.4% growth tilt · within tolerance for risk profile Williams, A. -7.1% bond underweight · IPS review needed
Message #advisor-desk

The full RIA stack + every conversation channel

21 categories. 150+ vendors. The first four (calls, email, chat/SMS, calendar) are the priority — without them, the assistant is blind to what's actually happening with your clients.

📞 Phone & Video Calls

priority
Zoom (recordings + transcripts) Microsoft Teams Google Meet Twilio Voice Dialpad RingCentral Otter.ai (transcripts) Fathom (notes)

Transcripts feed straight into client context. "What did John ask in our last call?" → AdvisorOS pulls the answer from the Zoom transcript, not your memory.

✉️ Email

priority
Gmail (Google Workspace) Outlook (Microsoft Graph) IMAP / generic Front (shared inbox) Superhuman Hey

Most life events arrive in email first. "Mom passed", "got married", "starting a business" — AdvisorOS surfaces these signals in Slack the moment they arrive.

💬 Chat & SMS

priority
Slack (input + UI) SMS (Twilio) iMessage (macOS bridge) WhatsApp Business MyRepChat (compliant SMS) Microsoft Teams chat

Clients text. Advisors read in Slack. AdvisorOS bridges both — and archives every message for compliance, automatically.

📅 Calendar & Scheduling

priority
Google Calendar Outlook Calendar Calendly Acuity Scheduling SavvyCal Cal.com

Tomorrow's meetings → triggers automatic prep workflows. Brief shows up in Slack 30 min before each call.

📇 CRM Systems

v0 ✓
Wealthbox Redtail Salesforce FSC Junxure Practifi AdvisorEngine Tamarac CRM XLR8 HubSpot FS MS Dynamics 365 ProTracker

🏦 Custodians

v1
Charles Schwab Fidelity Pershing (BNY) Interactive Brokers Altruist Apex Clearing Goldman Custody TradePMR Raymond James LPL

📊 Portfolio & Reporting

v1
Orion Tamarac Black Diamond Addepar Morningstar Office Envestnet Pontera Advyzon Albridge Panoramix d1g1t Bridge FT

📋 Financial Planning

v2
MoneyGuidePro eMoney NaviPlan RightCapital Asset-Map WealthTrace inStream Income Lab Income Solver Boldin Snap Projections

⚖️ Risk Tolerance

v2
Nitrogen (Riskalyze) FinaMetrica Tolerisk Pocket Risk StratiFi Andes Wealth Truelytics

🧾 Tax Planning

v2
Holistiplan TaxPlanIQ BNA Income Tax Planner Drake Tax TaxStatus Income Discovery

⚱️ Estate Planning

v2
Vanilla Wealth.com Trust & Will EncorEstate EstateView WealthCounsel

🛡️ Compliance & Archive

v1.5
Smarsh Global Relay ComplySci RIA in a Box MyRepChat Erado RegEd Joot Mimecast Proofpoint

🔌 Account Aggregation

v2
ByAllAccounts Plaid MX Yodlee Akoya Finicity

⚙️ Trading / Rebalancing

v2+
iRebal TRX (Tamarac) TradeWarrior RedBlack Smartleaf 55ip LifeYield Vise

🧱 Direct Indexing / SMA

backlog
Aperio (BlackRock) Just Invest (Vanguard) Canvas (O'Shaughnessy) Parametric Ethic

📈 Investment Research

v2
YCharts Morningstar Direct Bloomberg Terminal FactSet Refinitiv Koyfin Sharesight

🛟 Insurance & Annuities

backlog
Covr Ensight Ladder Backnine Pinney Insurance Truelytics

📄 Documents & Signing

v2
DocuSign Adobe Sign Dropbox Box Google Drive OneDrive NetDocuments Citrix ShareFile Laserfiche PandaDoc

📣 Marketing & Comms

backlog
Snappy Kraken FMG Suite Hearsay Mailchimp Constant Contact AdvisorStream Catchlight Twenty Over Ten Lead Pilot

🎯 Lead Gen & Prospecting

backlog
SmartAsset Zoe Financial Wealthramp Indyfin Wealthtender RIA Match Datalign

🗓️ Productivity & Billing

v1.5
Microsoft 365 Google Workspace Calendly Zoom Loom AdvicePay BillFin

💬 Default Interface · Slack Bot

v0 ✓
Slack Bot Microsoft Teams Bot Discord Bot Telegram Bot SMS (Twilio) Email Triage

Slack is where advisors live during the workday. AdvisorOS ships Slack-first — talk to the bot, get answers in-channel or via DM. Terminal/CLI works too if you prefer.

An advisor's day is calls, emails, texts, Slack pings — and seventeen SaaS dashboards.

AdvisorOS ingests every conversation channel (phone calls, emails, Slack threads, SMS, Zoom transcripts) and every tool in the RIA stack — locally, on your machine. You ask one question right inside Slack: @advisoros <anything>. The right channels get scanned, the right systems get queried, the right context gets surfaced, and the answer lands back in your channel. That's the entire pitch.

Don't see your platform? DM us — early-access firms get priority on integration ordering.

The Operational Reality

Independent RIAs aren't behind on insight. They're behind on hours.

Solo and small-team advisors managing 50–200 households know their clients. They don't have time to assemble what they know into a meeting brief, a follow-up email, or a quarterly review — because the data lives in eight different systems.

4.1hrs
Per week
Advisors spend writing client emails. Most of it post-meeting follow-up.
45min
Per meeting
Manual prep across CRM, transcripts, custodian, and email history.
8
Systems
Average tabs open during a client review. None of them talk to each other.
7pm
Desk time
When most advisors finally start the operational work nobody pays them to do.

"What if every meeting brief, every follow-up email, every drift alert, and every compliance entry was already done — and you just reviewed and approved?"

That's what AdvisorOS is. An agentic operating system that lives in Slack, watches every channel, and surfaces the operational work as draft outputs you approve — not tasks you do.

What AdvisorOS Does

Everything an advisor needs to run a modern practice.

Five operational surfaces, one agent layer. Every feature targets the work that keeps you at your desk after 7pm.

📋

Pre-Meeting Brief

One prompt → full brief

Generates a one-page brief: prior meeting notes, open action items, current positions, email-thread summary, and intelligence-agent flags — before you dial.

Live
🔍

Multi-Source Data Pull

Six sources, 18 seconds

The Orchestrator queries CRM, last Zoom transcript, custodian positions, email thread, SMS history, and calendar simultaneously — not sequentially.

Live
🎯

Agenda Generation

Ranked talking points

From flagged life events, open action items, and portfolio signals, AdvisorOS drafts a ranked meeting agenda with talking points for each item.

Live
📝

Action Item Extraction

Auto-tracked commitments

After every call, the Intelligence Agent extracts every commitment — by you and by the client — and creates structured tasks with owners and deadlines.

Live
✉️

Follow-Up Email Draft

In your voice

Post-meeting follow-up drafted automatically from the transcript — your voice, specific action items, next steps, and a summary of decisions made.

Live
📅

CRM Auto-Update

Structured, not free-text

Meeting notes, action items, and key client data points written directly into Wealthbox or Redtail — structured fields, not a block of text in the notes field.

Q3 2026
🧠

Life-Event Signal Detection

12 signal types

Scans 90 days of emails, texts, call transcripts, and meeting notes for business sale, inheritance, job change, divorce, death, retirement, new baby, home purchase, and more.

Live
🌅

Morning Brief

Before you open a dashboard

The Intelligence Agent scans overnight across all channels and surfaces a prioritized digest — client signals, portfolio flags, compliance items — directly in Slack.

Live
🔔

Real-Time Call Detection

Live triggering during calls

When a client mentions a triggering event mid-call — business sale, inheritance, health issue — the agent cross-references the estate plan and surfaces the relevant document.

Live
👥

Household Intelligence Profile

Always current

A persistent intelligence profile for every household — open action items, last contact, recent signals, upcoming milestones — updated from every interaction.

Live
🎯

Referral Opportunity Detection

Warm intros, surfaced

Detects when a client mentions a friend or colleague in a qualifying life situation — inheritor, business owner, divorcee, retiree — and flags it as a warm referral opportunity.

Q3 2026
💼

Wallet-Share Analysis

Held-away assets, surfaced

Detects language suggesting held-away assets — "my other account," "my 401k at work," "my broker at Merrill" — and surfaces a wallet-share opportunity with talking points.

Q3 2026
📊

Portfolio Drift Monitoring

Before the client calls

Continuously polls custodian positions across households and surfaces drift breaches against IPS thresholds — before the client calls to ask why their portfolio looks different.

Q3 2026
🍂

Tax-Loss Harvesting Scout

Year-round

Monitors positions year-round for TLH opportunities. Surfaces candidates with estimated savings, wash-sale window awareness, and a one-click rebalancing proposal for your approval.

Q3 2026
⚖️

IPS Compliance Check

Per household, automatic

Compares every household's current allocation against their Investment Policy Statement. Generates a variance report and flags households requiring review before the quarterly cycle.

Q3 2026
📄

Quarterly Review Pack

Draft before you open Orion

Generates a complete quarterly review draft for every household — performance, drift, action items, planning notes — ready for advisor review.

Q3 2026
🔌

Custodian Integrations

Read-only, never stored

Read-only API connections to Schwab, Fidelity, and Altruist. No trading. No write access. Position data pulled on demand, never persisted in a vendor cloud.

Q3 2026
📈

Performance Attribution

Plain English

Simple one-page performance summary per household — benchmark comparison, contribution analysis, and a narrative your client can actually read.

2027
📒

Append-Only Session Ledger

On your machine

Every agent session writes to an append-only Markdown file — every prompt, tool call, data source, and output. Immutable. Timestamped. Your infrastructure.

Q4 2026
🔐

SHA-256 Tamper Evidence

Cryptographic proof

Every session record is cryptographically hashed. Your CCO verifies the ledger has not been altered — without logging into a vendor portal.

Q4 2026
📁

SEC Books-and-Records Format

Rule 204-2 structured

Ledger structure follows SEC Rule 204-2 requirements. Structured for RIA annual compliance review without reformatting or vendor extraction.

Q4 2026
👁️

CCO Review Dashboard

No vendor login

A read-only view for your Chief Compliance Officer — filtered by advisor, date range, or client. No SaaS portal. Just structured Markdown they can open in any text editor.

Q4 2026
🚫

Read-Only by Default

Explicit approval required

In v0, all agents are read-only. No agent can write to your CRM, send a client email, or execute a trade without an explicit advisor approval step.

Live
📅

Compliance Calendar

Per registration

Monthly and quarterly compliance tasks based on your RIA's registration type and state(s) — Form ADV deadlines, attestations, personal trading reviews.

2027
Compliance Architecture

Your CCO reads the ledger — not a trust badge.

Every AI tool claims to be compliant. Most mean SOC 2. AdvisorOS produces actual evidence in your own infrastructure.

AdvisorOS Cloud SaaS AI
Data location✓ Your server✗ Vendor cloud
Audit trail✓ Markdown file✗ Dashboard only
Tamper evidence✓ SHA-256 hash✗ Log rotation
Works offline✓ Always✗ API-dependent
SEC Rule 204-2 ready✓ Native format✗ Extract + reformat
✍️

Client Email Drafting

4.1 hours back per week

Advisors spend 4.1 hours per week writing client emails. AdvisorOS drafts every post-meeting email, follow-up, and check-in — in your voice, with specific context from the client file.

Live
💬

SMS / Text Drafting

Compliant SMS archive

Short, compliant text message drafts for appointment reminders, quick check-ins, and time-sensitive follow-ups — routed through MyRepChat or Smarsh.

Q3 2026
📰

Newsletter Generation

Personalized monthly

Monthly client newsletter drafted from market events, planning themes relevant to your client base, and your practice's recent activity — personalized and ready for review.

Q3 2026
🎉

Life-Event Touch Sequences

Immediate · 30-day · 90-day

When the Intelligence Agent detects a life event, it drafts a complete touchpoint sequence — immediate check-in, planning follow-up, and 90-day nurture — for advisor approval.

Q3 2026
📢

Prospect Outreach Drafts

LinkedIn-aware

Personalized cold outreach and warm intro follow-up emails drafted from the prospect's LinkedIn profile, mutual connections, and firm context — reviewed and sent by the advisor.

2027
📋

Meeting Confirmation & Reminders

From your address

Automated meeting confirmation emails and day-before reminders — personalized with agenda, documents to bring, and prep questions — sent from your email address.

2027
The Agent Layer

Four agents. One Orchestrator. Scoped jobs, scoped data, scoped trails.

Every agent has a defined role, a bounded data surface, and a full compliance ledger entry per run. Nothing fires silently.

LIVE
⚙️

Orchestrator

Chief of Staff · Multi-Agent Router
  • Decomposes every prompt into a parallel plan
  • Coordinates downstream agents and tool calls
  • Merges results from CRM, transcripts, custodian, comms
  • Full compliance ledger entry per run
LIVE
🧠

Intelligence Agent

Relationship Monitor · Life-Event Detector
  • Scans 90 days of comms for 12 life-event signal types
  • Real-time detection during calls
  • Pre-meeting brief generation
  • Surfaces — never recommends. You decide.
Q3 2026
📊

Portfolio Agent

Drift Monitor · TLH Scout
  • Drift monitoring across all households
  • TLH windows with savings estimates
  • IPS variance flagging before quarterly review
  • Rebalancing proposals for advisor sign-off
Q4 2026
🛡️

Compliance Agent

Audit Trail · Evidence Layer
  • Append-only session ledger
  • SHA-256 tamper evidence
  • SEC Rule 204-2 books-and-records format
  • CCO-readable without any vendor portal
Before / After

Same advisor. Same clients. Different operating model.

The work doesn't disappear. It becomes drafts you review — not tasks you start from a blank page.

Today

Traditional Practice

  • 45 min of manual prep before every meeting
  • 4.1 hours per week writing post-meeting follow-up
  • Life events caught next quarter, not next week
  • Drift discovered when the client calls to ask
  • Compliance trail is "the folder, somewhere"
  • 8 tabs open per review, none of them talking
  • Scale = hire another advisor or another seat
  • After-hours desk work to keep up with operations
With AdvisorOS

Agent-Native Practice

  • 18-second brief, six sources merged
  • Follow-up drafted from the transcript — you review
  • Life events flagged within hours, in Slack
  • Drift surfaced before the client knows
  • SHA-256 ledger, SEC Rule 204-2 native
  • One @advisoros prompt, every system queried
  • Scale with agents you control, not seat licenses
  • Leave the desk at 5pm. The drafts arrive overnight.
Built for Regulated Wealth Management

Security and architecture your CCO can audit.

We don't ask for trust. We produce evidence — in your own infrastructure, in formats your compliance team already uses.

Security model

Your client data stays in your environment. The connector tokens you provide never leave your infrastructure.

  • Your-infrastructure deployment

    Runs in your VPC or on your hardware. No multi-tenant SaaS. No client data sent to a vendor cloud.

  • Read-only by default

    v0 connectors expose only read operations. No auto-trade, no auto-email, no auto-update CRM without explicit advisor approval.

  • Token isolation

    Wealthbox / custodian tokens stay in your environment. Connectors read them at startup; never persisted to disk.

  • Append-only compliance ledger

    Every session produces a Markdown ledger your compliance officer can review. SEC Rule 204-2 books-and-records native format.

  • What we don't claim

    Not SOC 2 certified yet (in progress). Not FINRA/SEC certified — those are not certifications you can get. We produce evidence; your compliance team makes the call.

Technology stack

Built on the stack you already trust. Nothing exotic. Nothing locked behind a vendor-only platform.

  • Anthropic Claude

    Sonnet for routine work, Opus for complex planning. Industry-leading model quality. Long context for full client files.

  • Model Context Protocol

    Each integration is an MCP server. Open spec. Vendor-neutral. Swap a connector without rewriting the agent.

  • Slack-first interface

    The channel where you already live. No new dashboard to learn. Mobile-ready out of the box.

  • 120+ tools mapped

    Wealthbox, Redtail, Schwab, Fidelity, Orion, Tamarac, MoneyGuidePro, Holistiplan, Smarsh, Vanilla — and 110 more. Read-only by default.

  • Compliance trail included

    Every action logged to a SHA-256-hashed Markdown ledger. Your CCO opens it in any text editor.

Early Access

Be among the first 10 firms.

We're onboarding independent RIAs in cohorts. Early-access firms get white-glove setup, direct input into the roadmap, and AdvisorOS free for the first year.

Free for your first year
Direct line to the founding team
Priority integrations for your stack
Locked-in access before public launch
Message "AdvisorOS" and tell us about your practice We respond within 24 hours